38,186 advisors

• Alan Au

  J.p. Morgan Securities LLC — Bayside, NY

  AUM fees reported · 877,306 individual clients · Large firm

  9 yrs registered

  Has disclosures

• Walter Auch

  Sophis Investments LLC — New York, NY

  AUM fees reported · 17 individual clients · Solo/small firm · No reported disclosures

  10 yrs registered

• George AudiCFA

  Ameraudi Asset Management, INC. — New York, NY

  AUM fees reported · 56 individual clients · Small firm · No reported disclosures

  4 yrs registered

• Michael Audrain

  Transatlantique Private Wealth LLC — New York, NY

  AUM fees reported · 64 individual clients · Small firm · No reported disclosures

  7 yrs registered

• Hans Auer

  UBS Financial Services INC. — Jamestown, NY

  Hourly fees reported · Fixed fees reported · AUM fees reported · 244,284 individual clients

  24 yrs registered

• Jennifer Auerbach-Rodriguez

  Merrill Lynch, Pierce, Fenner & Smith Incorporated — New York, NY

  Fixed fees reported · AUM fees reported · 1,269,968 individual clients · Large firm

  2 yrs registered

• Lorenzo Aufiero

  Npa Asset Management, LLC — Huntington, NY

  Fixed fees reported · AUM fees reported · 1,416 individual clients · No reported disclosures

  21 yrs registered

• Douglas AugenthalerCFP · CFA

  Palumbo Wealth Management LLC — Great Neck, NY

  Fixed fees reported · AUM fees reported · 125 individual clients · Small firm

  4 yrs registered

• James Augir

  UBS Financial Services INC. — New York, NY

  Hourly fees reported · Fixed fees reported · AUM fees reported · 244,284 individual clients

  4 yrs registered

• Zachary AuglianoCFP

  Goldman Sachs Wealth Services, L.p. — Cohoes, NY

  Hourly fees reported · Fixed fees reported · AUM fees reported · 76,550 individual clients

  10 yrs registered

• Kadri Augustin

  Connective Wealth Partners, LLC — Farmingdale, NY

  Hourly fees reported · Fixed fees reported · AUM fees reported · 311 individual clients

  2 yrs registered

• James Augustine

  J.p. Morgan Securities LLC — New York, NY

  AUM fees reported · 877,306 individual clients · Large firm · No reported disclosures

  0 yrs registered

• Laurie Augustynek

  Mml Investors Services, LLC — Amherst, NY

  Hourly fees reported · Fixed fees reported · AUM fees reported · 447,952 individual clients

  4 yrs registered

• Vanessa Aulestia

  Park Avenue Securities LLC — Roslyn, NY

  Hourly fees reported · Fixed fees reported · AUM fees reported · 63,006 individual clients

  1 yrs registered

• Ethan Aulino

  LPL Enterprise, LLC — Melville, NY

  Hourly fees reported · Fixed fees reported · AUM fees reported · 79,249 individual clients

  0 yrs registered

• Geoffrey Aunger

  Rbc Capital Markets, LLC — New York, NY

  Fixed fees reported · AUM fees reported · 263,588 individual clients · Large firm

  23 yrs registered

  Has disclosures

• Pamela Aurelien

  PFS Investments INC. — S. Ozone Park, NY

  AUM fees reported · 65,489 individual clients · Large firm · No reported disclosures

  0 yrs registered

• Diane AurelioCFP

  Transamerica Retirement Advisors, LLC — Bay Terrace, NY

  Fixed fees reported · AUM fees reported · 212,700 individual clients · No reported disclosures

  22 yrs registered

• Neil Auricchio

  Merrill Lynch, Pierce, Fenner & Smith Incorporated — New York, NY

  Fixed fees reported · AUM fees reported · 1,269,968 individual clients · Large firm

  10 yrs registered

• Daniel Auriemma

  Lincoln Investment — Hauppauge, NY

  Hourly fees reported · Fixed fees reported · AUM fees reported · 133,528 individual clients

  5 yrs registered

• Ashley Aurigemma

  Morgan Stanley — Purchase, NY

  Fixed fees reported · AUM fees reported · 2,600,707 individual clients · Large firm

  7 yrs registered

• Joseph Ausanio

  J.p. Morgan Securities LLC — Scarsdale, NY

  AUM fees reported · 877,306 individual clients · Large firm · 10+ years registered

  19 yrs registered

  Has disclosures

• Thomas AusfahlCFP

  Modera Wealth Management, LLC — New York, NY

  Hourly fees reported · Fixed fees reported · AUM fees reported · 2,475 individual clients

  15 yrs registered

• Megan Auslaender

  Morgan Stanley — New York, NY

  Fixed fees reported · AUM fees reported · 2,600,707 individual clients · Large firm

  17 yrs registered

• Craig AustadCFP

  Savvy — New York, NY

  Hourly fees reported · Fixed fees reported · AUM fees reported · 3,413 individual clients

  23 yrs registered